Latest News

July 2008

Regulatory Arbitrage Presentation

Hotel Baur au Lac, Zurich, Switzerland

Course Title: Regulatory Arbitrage Opportunities after Basel II and the 8th Company Law Directive of the European Union (Statutory Audit Directive, the European Sarbanes-Oxley)
 

March 2008

Excellent Courses, Exceptional Venues:

We lead classes at the best hotels of the world.

The role that the environment plays in learning, solving problems and thinking out of the box is often ignored.

In terms of aesthetics and comfort, our venues are second to none

www.compliance-llc.com/OurVenues.htm

January 2008

Areas of Expertise:

Hedge Funds, Alternative Investments: Strategies, Arbitrage, Compliance

The Basel ii Capital Accord

The US Sarbanes-Oxley Act

The European Sarbanes Oxley (8th Company Law Directive, E-SOX)

The Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX)

The Solvency ii and Reinsurance directives

The Markets in Financial Services Directive (MiFID)

The UCITS iii directive

Compliance for Hedge Funds, Alternative Investments, Structured Products and Securitization

The European Union's Financial Services Action Plan (FSAP)

January 2008

Classes in 34 countries

Cayman Islands, Bermuda, Malta, Iceland, Norway...

January 2007

New Class: Capital Requirements Directive Training

Capital Requirements Directive Training:

Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union

November 2006

New Class:  J-SOX Training

Course: "From SOX to J-SOX - Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World"

February 2006

Compliance LLC  acquired George Lekatis Inc

Compliance LCC (incorporated in Delaware, USA) is a company specializing in Sarbanes Oxley and Basel ii compliance consulting and training.

January 2005

Sarbanes Oxley and Basel ii classes from London to Dubai to Singapore

There are already scheduled more than 30 classes in the USA, UK, Singapore, Dubai, Bahrain, Hong Kong, Sydney, Germany, Canada, the Netherlands etc.

Download our Sarbanes Oxley and Basel ii Consulting and Training Catalog

Download our new Basel ii and Sarbanes Oxley Training Catalog for Banks

Web Sites

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Memories
Light the corners of my mind
Misty watercolor memories
Of the way we were

Scattered pictures
Of the smiles we left behind
Smiles we gave to one another
For the way we were

Can it be that it was all so simple then
Or has time rewritten every line
If we had the chance to do it all again
Tell me - Would we? Could we?

Memories
May be beautiful and yet
What's too painful to remember
We simply choose to forget

So it's the laughter
We will remember
Whenever we remember
The way we were

So it's the laughter
We will remember
Whenever we remember
The way we were

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As contraries are known by contraries, so is the delight of presence best known by the torments of absence.

ALCIBIADES
Athenian general and politician

Something More Personal
 

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"You do not know how much they mean to me, my friend, and how, how rare and strange it is, to find in a life composed so much of odds and ends… to find a friend who has these qualities, who has, and gives those qualities upon which friendship lives"
T.S. Eliot

George Lekatis

George Lekatis is the General Manager and Chief Compliance Consultant of Compliance LLC, a leading provider of risk and compliance training, executive coaching and consulting to 36 countries.

Interests:
Linking the disciplines of finance, mathematics, law, information technology, information security and wealth management

Learning and teaching  -  Regulatory Arbitrage, Hedge Funds, Alternative Investments, Structured Products

Using Compliance as a Competitive Advantage

Playing with Algorithmic Trading, Anti-Algorithmic Trading, Advanced Statistical Arbitrage

Our Web Sites